Tribunal Upholds The UK Financial Conduct Authority’s Decision To...
On 20 October 2016 the Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Tariq Carrimjee of Somerset Asset Management LLP (Somerset) from carrying out the compliance oversight and...
View ArticleKemi Adeosun, Finance Minister Of Nigeria Opens London & Lagos Capital...
London Stock Exchange plc today welcomes Kemi Adeosun, Minister of Finance, Federal Republic of Nigeria to open trading alongside the Rt Hon. Greg Hands MP, Minister of State for International Trade,...
View ArticleVerena Ross, Executive Director, ESMA, Speech On Regulatory Developments
Verena Ross, Executive Director, spoke at the Norwegian Finanstilysnet 30th Anniversary Conference in Oslo on Thursday 20 October. Her speech covered recent regulatory and supervisory developments in...
View ArticleClik here to view.
ETFGI Reports Assets Invested In ETFs/ETPs Listed In Canada Are 82 Billion US...
ETFGI, the leading independent research and consultancy firm on trends in the global ETF/ETP ecosystem, today reported assets invested in ETFs/ETPs listed in Canada are US$81.76 billion at the end of...
View ArticleMoscow Exchange: New Free Float Methodology To Take Effect From 31 October 2016
A new version of the Moscow Exchange Free Float Methodology will come into force on 31 October 2016.read more...
View ArticleDash Financial Names Forefront Communications Agency Of Record
Forefront Communications Group, the boutique, trading technology-focused marketing and PR firm launched earlier this year, today announced that it has been retained by Dash Financial. Forefront will...
View ArticleMalawi Stock Exchange Weekly Trading Report - 21 October, 2016
Click here to download Malawi Stock Exchange's weekly trading report for week ending 21 October, 2016.
View ArticleKeynote Remarks of Chairman Timothy Massad at the Managed Funds Association...
Keynote Remarks of Chairman Timothy Massad at the Managed Funds Association Outlook 2016 Conference
View ArticleKeynote Remarks Of CFTC Chairman Timothy Massad At The Managed Funds...
Thank you for that kind introduction. I’m pleased to be with you today, and I thank you for inviting me.read more...
View ArticleIrish Stock Exchange Publishes Statistics For Q3 2016
Q3 2016 statistics show over 35,000 securities listed on ISE marketsread more...
View ArticleSpeech By Federal Reserve Governor Daniel K. Tarullo, At The Conference On...
Let me begin with the most prosaic of observations: The events of 2007-09 will be remembered not as a banking crisis, but as a financial crisis. Neither the origins nor the transmission of stress were...
View ArticleMIAX Options Exchange: System Settings For MIAX Complex Orders
MIAX recently received approval to trade Complex Orders on the Exchange (SR-MIAX 2016 26). Complex Orders will be available to trade on Monday, October 24, 2016 beginning with iShares Russell 2000...
View ArticleTOM MTF Statistics Week 42, 2016
Click here to download the weekly statistics update of TOM MTF for week 42, 2016.In week 42 a total of 533.678 equity and index option contracts were traded resulting in a TOM MTF market share versus...
View ArticleRemarks At 2016 Conference On Auditing and Capital Markets [1], SEC...
Good morning and thank you, Chairman Doty, for that kind introduction. Chairman Doty, Board Members Harris, Ferguson, Hanson, and Franzel, members of the Board staff, and distinguished guests, it is a...
View ArticleRemarks Of US Treasury Acting Under Secretary Adam Szubin On Countering The...
Thank you so much, Dean Nasr and Professor Cohen. And thank you to SAIS for hosting me today. Although this is my first time speaking formally at SAIS, I feel like I have a longstanding relationship...
View ArticleDecisions Taken By The Governing Council Of The ECB (In Addition To Decisions...
Collateral eligibility criteria and risk control measures for unsecured bank bondsread more...
View ArticleEU Budget: "We Have To Deal With The Problem Caused By Brexit"
The UK's decision to leave the Union will already affect the EU's budget for next year. "There has already been an unforeseeable situation and now we have to deal with this problem," said Jens Geier,...
View ArticleA Model of Fickle Capital Flows and Retrenchment: Global Liquidity Creation...
Gross capital flows are very large and highly cyclical. They are a central aspect of global liquidity creation and destruction. They also exhibit rich internal dynamics that shape fluctuations in...
View ArticleEvidence for the Effects of Mergers on Market Power and Efficiency -- by...
Study of the impact of mergers and acquisitions (M&As) on productivity and market power has been complicated by the difficulty of separating these two effects. We use newly-developed techniques to...
View Article