ASIC Updates Its Guidance On Fee Disclosure Statements
ASIC has today released an updated Regulatory Guide 245 Fee disclosure statements (RG 245) to reflect regulatory and legislative changes since the guide was first published, including revisions to the...
View ArticleEvidence for criticality in financial data. (arXiv:1702.06191v1 [q-fin.ST])
We provide evidence that cumulative distributions of absolute normalized returns for the $100$ American companies with the highest market capitalization, uncover a critical behavior for different time...
View ArticleProduct Management For Dummies
Product management plays a pivotal role in organizations. In fact, it's now considered the fourth most important title in corporate America—yet only a tiny fraction of product managers have been...
View ArticleCalPERS' Board Elects Committee Chairs, Vice Chairs - Leadership Will Guide...
The California Public Employees' Retirement System (CalPERS) Board of Administration has elected the following chairs and vice chairs of key board committees:read more...
View ArticleShanghai Stock Exchange: Notice Of Advancing Asset Securitization Business...
To implement the requirements of the “Notice of the National Development and Reform Commission and the China Securities Regulatory Commission (CSRC) on Advancing the Work Concerning the Asset...
View ArticleJapan's Securities And Exchange Surveillance Commission: Strategy &...
Missionread more...
View ArticleNew Audit Quality Milestone For ASEAN - Four ASEAN Audit Regulators Have...
Four ASEAN audit regulators and Big-Four1 audit firms in the region have collectively agreed on a measurable goal to improve audit quality. This initiative was announced at the ASEAN Audit Regulators...
View ArticleAbide Financial Is Expecting To Become One Of The Largest ARM And APA...
Abide Financial (Abide) , a NEX Group business, which provides regulatory reporting services across global regulatory regimes, has applied to become an Approved Publication Arrangement (APA) and...
View ArticleSIX Exchange Regulation Publishes Decision With Grounds Regarding Delisting...
Pfizer Inc. has announced, that all of its secondary listed shares (Swiss Security Number 962‘004 /ISIN US71170811035) with a nominal value of USD 0.05 will be delisted from SIX Swiss Exchange. SIX...
View ArticleAl Ramz Capital Becomes Market Maker For Nasdaq Dubai Equities And Equity...
Al Ramz Capital, one of the most active brokerages in the UAE, has become a market maker on Nasdaq Dubai for equities and equity futures, in the latest expansion of the trading infrastructure of the...
View ArticleWhy Do We Make Recommendations to Others?
Why do we make recommendations to others? Are we simply being altruistic? Are we trying to help our friends, perhaps by sharing information and knowledge that we have acquired so that others can...
View ArticleTSX Venture Exchange Announces The 2017 TSX Venture 50
TSX Venture Exchange (TSXV) today announced the 2017 TSX Venture 50, an annual ranking of top performing companies from five industry sectors: Clean Technology and Life Sciences, Diversified...
View ArticleEBA Paper On An EU Asset Management Company
In an article published with Central Banking, Piers Haben, EBA Director of Oversight and Mario Quagliariello, Head of Risk Analysis give further details on Andrea Enria's proposal of an EU asset...
View ArticleUS Agencies Release Swap Margin Guidance
The Federal Reserve Board and the Office of the Comptroller of the Currency (OCC) on Thursday issued guidance explaining how supervisors should examine for compliance with the swap margin rule, which...
View ArticleThe Board Of The International Organization Of Securities Commissions -...
The Board of the International Organization of Securities Commissions (IOSCO) acknowledges the challenges facing some market participants working to complete the necessary documentation and processes...
View ArticleOffice Of The Comptroller Of The Currency Bulletin: Minimum Variation Margin...
Initial Examinations for Compliance With Final Rule Establishing Margin Requirements for Non-Cleared Swaps and Non-Cleared Security-Based Swapsread more...
View ArticleStatement on Variation Margin Implementation
The Board of the International Organization of Securities Commissions (IOSCO) acknowledges the challenges facing some market participants working to complete the necessary documentation and processes...
View ArticleCQG Connects To Warsaw Stock Exchange For Futures Trading
CQG will provide direct market access to GPW through all of its platforms, including its flagship, CQG Integrated Client, which offers global market data and innovative interfaces for electronic...
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