Understanding Personal Goals to Drive Team Performance
Several years ago, HBS Professor Amy Edmondson and I developed a simulation to teach about team decision making. The Everest Leadership and Team Simulation has become a common teaching tool at many...
View ArticleMoscow Exchange Supervisory Board Appoints New Members To Committees
On 2 June 2016 Moscow Exchange (ticker MOEX) Supervisory Board named new members to its six committees.read more...
View ArticleFINRA Fines E*Trade Securities LLC $900,000 For Supervisory Violations...
The Financial Industry Regulatory Authority (FINRA) announced today that it has censured and fined E*Trade Securities LLC $900,000 for failing to conduct an adequate review of the quality of execution...
View ArticleEBA Publishes Decision On Data For Supervisory Benchmarking
The European Banking Authority (EBA) published today its Decision on data for supervisory benchmarking. This Decision comes after the publication of the amended technical standards on benchmarking of...
View ArticleRemarks Before The SEC Historical Society â âThe Continuous...
Thank you, David [Lynn], for that kind introduction and for inviting me to your annual meeting. It is truly my privilege and honor to serve as Chair of the Commission, and it is wonderful to share the...
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You Only Live Once The Roadmap to Financial Wellness and a Purposeful Life
You Only Live Once: The Roadmap to Financial Wellness and a Purposeful Life by Jason Vitug, Founder and CEO of Phroogal, redefines the millennial mantra into a practice of mindful, financial...
View ArticleXignite Clients Nominated For 20 Benzinga Fintech Awards - Xignite Fintech...
Xignite, Inc., the leading provider of cloud-based financial data APIs, is proud to announce that 20 of its clients were recognized as among the most innovative financial technology companies at the...
View ArticleSEC Names Christopher Hetner As Senior Advisor To The Chair For Cybersecurity...
The Securities and Exchange Commission today announced that Christopher R. Hetner has been named Senior Advisor to the Chair for Cybersecurity Policy. In this role, Mr. Hetner will serve as a senior...
View ArticleCFTC Orders Bitcoin Exchange Bitfinex To Pay $75,000 For Offering Illegal...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Hong Kong-based bitcoin exchange, BFXNA Inc. d/b/a Bitfinex (Bitfinex), for...
View ArticleSEC Halts EB-5 Scheme Stealing Investments In Cancer Center
The Securities and Exchange Commission today announced fraud charges and an asset freeze against a husband and wife accused of misusing two-thirds of the money they raised from investors for the...
View ArticleNasdaq, Inc. Prices $500,000,000 Senior Notes Offering
Nasdaq, Inc. (the “Company”) (Nasdaq:NDAQ) today announced that it priced a public offering of $500,000,000 aggregate principal amount of U.S. dollar-denominated 3.850% senior notes due 2026 (the...
View ArticleCFTC To Reopen Comment Period For Specific Elements Of Regulation Automated...
The U.S. Commodity Futures Trading Commission (CFTC) will reopen the comment period for specific elements of Regulation Automated Trading (Regulation AT). This is being done in conjunction with a CFTC...
View ArticleSEC: Forex Trader Misrepresented Track Record And Hid Massive Losses
The Securities and Exchange Commission today charged a New York City-based trader with defrauding investors out of millions of dollars by misrepresenting her investment track record, the profitability...
View ArticleFederal Reserve Board Announces Schedule For Results from Dodd-Frank Act...
The Federal Reserve Board on Thursday announced that results from the latest supervisory stress tests conducted as part of the Dodd-Frank Act will be released on Thursday, June 23, and the related...
View ArticleStatement From New York Attorney General Eric T. Schneiderman On Case Against...
Attorney General Eric T. Schneiderman issued the following statement today in connection with a State Court of Appeals decision in the case against Hank Greenberg, which will allow New York’s fraud...
View ArticleSummary Of May 2016 Activities At TOCOM - TOCOM May Volume Averaged 109,860...
The Tokyo Commodity Exchange announced today that average daily volume for May 2016 was 109,860 contracts, down 6.2%. TOCOM’s largest contracts saw lower volume; Gold Standard dropped 2.8% to 34,636...
View ArticleMalawi Stock Exchange Weekly Trading Report - 3 June, 2016
Click here to download Malawi Stock Exchange's weekly trading report for week ending 3 June, 2016.
View ArticleHKEX Announces Temporary Holiday Risk Management Arrangements - Mandatory...
All markets operated by the Hong Kong Futures Exchange will be closed for business on 9 June 2016. In order to assure that safeguards are in place against potential market risks that may arise during...
View ArticleHKEX: Securities And Futures Commission Issues Restriction Notice To A Broker...
The Securities and Futures Commission (SFC) has issued a Restriction Notice to Kingsway Financial Services Group Limited (KFS) prohibiting it from processing cash and shares held in a client account...
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