Hong Kong's Securities And Futures Commission Bans Chan Hau Wing For Two Years
The Securities and Futures Commission (SFC) has banned Mr Chan Hau Wing from re-entering the industry for two years from 13 July 2016 to 12 July 2018 for conducting unauthorized trades in a client’s...
View ArticleClarification Announcement From The Saudi Arabia Capital Market Authority...
The Capital Market Authority (CMA) would like to clarify that the listed companies (“The Companies”) applying for a capital increase through rights issue offering are: 1. Takween Advanced Industries...
View ArticleStatement At Open Meeting On Disclosure Of Order Handling Information, SEC...
Let me start by joining my fellow Commissioners in thanking the staff for their extraordinarily hard work. I appreciate your dedication and patience during the development of this proposal, and I am...
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Opening Bell Ceremony With Shagrir Group To Celebrate Listing On The TASE
Shagrir Group, a company providing services to insurance companies, participated in the Opening Bell Ceremony at the Tel Aviv Stock Exchange, celebrating its listing as a public corporation at the end...
View ArticleEuropean Commission: Speech By Commissioner Jonathan Hill At The European...
Thank you so much for giving me the chance to say a few words on the work we've been doing to build a Capital Markets Union. To talk about what we've done so far and also to sketch out the next steps...
View ArticleESMA Updates Its MAR Q&AS
The European Securities and Markets Authority (ESMA) has updated today its Questions & Answers (Q&As) regarding the implementation of the Market Abuse Regulation (MAR).read more...
View ArticleNasdaq Welcomes IHS Markit Ltd. To The Nasdaq Stock Market - Commences...
Nasdaq (Nasdaq:NDAQ) announced that trading of IHS Markit Ltd. (Nasdaq:INFO) commenced on The Nasdaq Stock Market on July 13, 2016. This marks the successful merger of two companies – IHS (formerly...
View ArticleSIFMA Supports Administration's Treatment Of Data Localization In Trade And...
SIFMA today issued the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO in support of the Administration's treatment of data localization in trade and investment agreements and...
View ArticleUnscheduled Adjustment In DAX - Share Class Of Deutsche Börse AG...
On Wednesday, Deutsche Börse announced an unscheduled change to DAX. As a result of the expected merger of Deutsche Börse AG and London Stock Exchange plc, the Deutsche Börse AG current share class...
View ArticleNew York Attorney General Eric T. Schneiderman Lawsuit Targets Alleged...
Attorney General Eric T. Schneiderman today announced that his office has filed a lawsuit against a Binghamton-area woman for allegedly pocketing a portion of proceeds raised via a GoFundMe.com...
View ArticleNew Study Ranks CDS Pricing Among Lowest In The World - Value Of Services...
The Canadian Depository for Securities (CDS), a wholly-owned subsidiary of TMX Group, today released the findings of a new study conducted earlier this year by Butterill and Associates that compared...
View ArticleKnowledge Management and Innovation: Interaction, Collaboration, Openness
This book explores the relationships between knowledge management (KM) processes and innovation management.read more...
View ArticleOffice Of Financial Research Update - Well-Designed âMicrodataâ...
The OFR released a blog today by Director Richard Berner saying well-designed “microdata” can help companies and regulators monitor risks. The blog post follows a paper that OFR Deputy Director Con...
View ArticleContinuous tenor extension of affine LIBOR models with multiple curves and...
We consider the class of affine LIBOR models with multiple curves, which is an analytically tractable class of discrete tenor models that easily accommodates positive or negative interest rates and...
View ArticlePersonal Finance in Your 20s For Dummies
The easy way to avoid early pitfalls on the road to financial successread more...
View ArticleNew Zealand's Financial Markets Authority: FMCA Licensing Hits The Home Straigh
The deadline is looming for fund managers to get licensed under the Financial Markets Conduct Act (FMCA) and the Financial Markets Authority is putting out the final call to those that want to stay in...
View ArticleASIC Reports On Review Of Due Diligence Practices In IPOs
An ASIC review of issuer due diligence in initial public offerings (IPO), has found a close correlation between defective disclosure in a prospectus and poor due diligence.read more...
View ArticleSIX Exchange Regulation: Reprimand Issued Against Addex Therapeutics Ltd
SIX Exchange Regulation reprimands Addex Therapeutics Ltd for several errors in its 2014 IFRS annual financial statements and its 2015 IFRS interim financial statements.read more...
View ArticleUK's Financial Conduct Authority Publishes Terms Of Reference For The...
The Financial Conduct Authority (FCA) has today published the Terms of Reference for its Retirement Outcomes Review (ROR) which will assess how competition is developing in the retirement income...
View ArticleETFGI Reports ETFs/ETPs Listed In Europe Gathered 5 Billion US Dollars In Net...
ETFGI the leading independent research and consultancy firm on trends in the global ETF/ETP ecosystem, today reported ETFs/ETPs listed in Europe gathered US$5 billion in net new asset in June 2016...
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