CFTC Obtains Default Judgment Orders against Three Magee Family Members of...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Lynn Adelman of the U.S. District Court for the Eastern District of Wisconsin entered an Order of Default Judgment and...
View ArticleFederal Court Orders Florida Resident Todd Owen Marshall, Harvard Assets LLC,...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Beth Bloom of the U.S. District Court for the Southern District of Florida entered a final default judgment Order against...
View ArticleFederal Court Orders Dante S. Giovannetti and His Companies Emini Experts,...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Paul G. Byron of the U.S. District Court for the Middle District of Florida (Orlando Division) entered a Default Final Judgment...
View ArticleCFTC Charges Former CBOE Member Alvin Guy Wilkinson and his Connecticut-based...
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement Complaint in the U.S. District Court for the Northern District of Illinois, charging Alvin Guy Wilkinson, of San Juan,...
View ArticleFederal Court Orders Nearly $17.5 Million in Sanctions against Naples,...
The U.S. Commodity Futures Trading Commission (CFTC) announced that the U.S. District Court for the Middle District of Florida entered a final Judgment on June 28, 2016, requiring Defendants Dorian...
View ArticleCFTC Orders London-Based Barclays Bank PLC to Pay a $560,000 Penalty for...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Barclays Bank PLC (Barclays) for failing to submit accurate large trader reports...
View ArticleFederal Court in Illinois Orders Matthew J. Marcus and His California Company...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Milton I. Shadur of the U.S. District Court for the Northern District of Illinois entered a Consent Order settling CFTC charges...
View ArticleCFTC Orders Golden Agri International Pte Ltd. to Pay $150,000 for Failing to...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Golden Agri International Pte Ltd., an entity that operates as a processor and...
View ArticleCFTC Orders Singapore-Based Agrocorp International Pte Ltd. to Pay $150,000...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against Agrocorp International Pte Ltd., a commodities trading and distribution company headquartered in...
View ArticleCFTC Orders Atlantas Group, Inc. and Edmund Hysni to Pay in Total $7.2...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Atlantas Group, Inc. and Edmund Hysni for committing solicitation fraud in...
View ArticleCFTC Orders Chicago-based Cunningham Commodities, LLC and its Controller...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and simultaneously settling charges against Cunningham Commodities, LLC , a registered Futures Commission Merchant based in...
View ArticleESMA fines Fitch Ratings Limited â¬1.38 million
The European Securities and Markets Authority (ESMA) has fined Fitch Ratings Limited (Fitch) €1.38 million for a series of negligent breaches of the Credit Rating Agencies (CRA) Regulation and has...
View ArticleS&P Canada All Bond Index, With Data And Bond Pricing Provided By Thomson...
Canadian investment professionals now have a comprehensive way to track the domestic fixed-income markets, with the launch of the S&P Canada All Bond Index Family. The data underlying the index...
View ArticleCFTC Approves a Proposed Rule Providing an Alternative to Fingerprinting for...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it approved a proposed rule that would add an alternative for foreign natural persons to the requirement to provide...
View ArticleCFTCâs Division of Market Oversight Grants FTSEF LLC Temporary...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight announced today that it has approved FTSEF LLCâs (FTSEF) application for temporary registration as a swap...
View ArticleCFTCâs Division of Clearing and Risk Provides No-Action Relief to Small...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Clearing and Risk today issued no-action relief from the swap clearing requirement to (1) small bank holding companies and savings...
View ArticleCFTCâs Technology Advisory Committee to Meet on January 26, 2016
Tuesday, January 26, 2016, from 9:45 a.m. to 3:45 p.m., the CFTCâs Technology Advisory Committee (TAC) will hold a public meeting at the CFTCâs Washington, DC headquarters.
View ArticleCFTC Issues Order Delegating to the National Futures Association Certain...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an order delegating to the National Futures Association (NFA) certain responsibilities related to notices of swap valuation disputes...
View ArticleCFTCâs Division of Market Oversight Extends Conditional, Time-Limited...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight (DMO) today issued a letter providing a conditional, time-limited extension of the relief provided in CFTC Letter...
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